Skip to main content
  • Research Article
  • Published:

Key influencing factors of innovation activities in China’s manufacturing enterprises: Evidence from Jiangsu Province

Abstract

Based on empirical evidence from enterprises in Jiangsu Province, this paper studies key influencing factors of their innovation activities at the micro level. Results show that a “threshold effect” and a reversed U-shaped relationship exist between an enterprise’s size and intensity of its innovation input when factors such as brand, entrepreneur background, HR, industrial and regional differences are controlled. Agglomeration effect is found influencing an enterprise’s innovation activities negatively rather than positively. A non-linear relationship is also found between an enterprise’s innovation activities and export ratio, showing a “capture effect”. A behavior mode of the effects of these influencing factors on innovation activities of China’s manufacturing enterprises is established and implications are provided.

摘要

在大量调查问卷基础上, 以江苏省制造业企业为样本, 从微观行为方式层面考察了影响企业创新活动的关键因素。 研究结果表明: 在控制了品牌、 企业家背景、 人力资本、 行业与地区相关因素的前提下, 企业规模与创新投入强度之间呈现较明显的倒U型关系, 而且存在“门槛效应”。 集聚效应在现阶段对企业的创新活动非但没有产生促进作用, 相反产生一定负面影响。 出口因素对企业的创新活动形成了复杂影响效应, 表现在创新活动随着出口比例而发生非线性变化, 呈现出“俘获”效应。 在统计分析的基础上,进一步探讨了企业产品更新与升级换代进程中的关键影响因素和行为模式, 验证了不同规模企业的创新行为特征差异与特有的人力资本竞争机制, 以及它们对企业创新行为的内在作用机理。

References

  • Cohen W M, Klepper S (1992). The anatomy of industry of R&D intensity distribution. American Economics Review, 82: 777–799

    Google Scholar 

  • Cohen W M, Levin R C, Mowery D C (1987). Firm size and R&D intensity: A re-examination. The Journal of Industrial Economics, 35(4): 543–563

    Article  Google Scholar 

  • DeBresson C (1999). An entrepreneur cannot innovate alone: Networks of enterprises are required. DRUID Conference on Systems of Innovation in Aalborg, Denmark

  • Freeman C (1991). Network of innovation, a synthesis of research issues. Research Policy, 20(5): 499–514

    Article  Google Scholar 

  • Griliches Z (1984). R&D, Patents and Productivity. Chicago: University of Chicago Press

    Google Scholar 

  • Harryson S (2004). 日本的技术和创新맜理 (Japanese Technology and Innovation Management: From Know-how to know-who). 北京: 北京大学出版社

    Google Scholar 

  • Hu A G (2004). Ownership, government R&D, private R&D, and productivity in Chinese industry. Economics of Innovation and New Technology, 13(1/2)

  • Hu A G Z (2001). Ownership, government R&D, private R&D and productivity in Chinese industry. Journal of Comparative Economics, 29(1):136–157

    Article  Google Scholar 

  • Kamien M I, Schwatz N C (1975). Market structure and innovation: A Survey. Journal of Economic Literature, 13(1):1–37

    Google Scholar 

  • Krugman P, Venables A J (1995). Globalization and the inequality of nations. Quarterly Journal of Economics, 110(4): 857–880

    Article  Google Scholar 

  • Utterback J M (1999). 把握创新 (To Grasp Innovation). 北京: 清华大学出版社

    Google Scholar 

  • Scherer F M (1965). Firm size, market structure, opportunity and the output of patented inventions. American Economic Review, (5): 1097–1126

  • Schmookler J (1966). Invention and Economic Growth. Cambridge, MA: Harvard University Press

    Google Scholar 

  • Schumpeter J (1942). Capitalism, socialism and democracy. New York: Harper & Brothers Press

    Google Scholar 

  • Scott J T (1984). Firm versus industry variability in R&D intensity, in Griliches Z (eds), R&D, Patent and Productivity. Chicago: University of Chicago Press

    Google Scholar 

  • Utterback J M (1974). Innovation in industry and diffusion of technology. Science, 183(4125):620–626

    Article  Google Scholar 

  • White H (1980). A heteroskedasticity-consisitent covariance matrix estimator and a direct test for heteroskedasticity. Econometrica, 48(4): 817–838

    Article  Google Scholar 

  • Yasuda Takehiko (2005). Firm growth, size, age and behavior in Japanese manufacturing. Small Business Economics, 24: 1–15

    Article  Google Scholar 

  • 安 同良, 施 浩 (An Tongliang, Shi Hao), Alcorta (2006). 中国制造业企业R&D 行为模式的观测与实证: 基于江苏省制造业企业问卷调查的实证分析 (Survey and study of R&D behavioral mode of China’s manufacturing enterprises: An empirical analysis based on questionnaire of manufacturing enterprises in Jiangsu province). 经济研究, (2)

  • 陈 佳贵, 王 钦 (Chen Jiagui, Wang Qin) (2005). 中国产业集群可持续发展与公共政策选择 (Sustainable development of Chinese industrial clusters and choice of public policy). 中国工业经济, (9)

  • 池 仁勇 (Chi Renyong) (2007). 区域中小企业创新网络的结点连结及其效率 (Crunode linkage and efficiency review of regional middle and small enterprises). 맜理世界, (1)

  • 刘 志彪 (Liu Zhibiao) (2007). 全球价值链中我国外向型经济战略的提升 (Improvement of Chinese Export-oriented Strategy in Global Value Chain). 中国经济问题, (1)

  • 刘 志彪, 张 杰 (Liu Zhibiao, Zhang Jie) (2007). 全球代工体系下发展中国家俘获型网络的形成、 突破与对策: 基于GVC 与NVC 的比较视角 (Forming, breakthrough and strategies of captive network in developing countries at global outsourcing system: Based on a comparative survey of GVC and NVC). 中国工业经济, (5)

  • 王 缉慈 (Wang Jici) (2004). 关于发展创新型产业集群的建议 (Suggestions on development of innovation industrial clusters). 经济地理, (4)

  • 吴 延兵 (Wu Yanbing) (2006). R&D 与生产率: 基于中国制造业实证研究 (R&D and production efficiency: Empirical studies on Chinese manufacturing enterprises). 经济研究, (11)

  • 朱 恒鹏 (Zhu Hengpeng) (2006). 企业规模、 市场力量与民营企业创新行为(Enterprise’s size, market power and private enterprise’s innovation behaviors). 世界经济, (12)

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Jianghuai Zheng.

Additional information

__________

Translated and revised from Guanli shijie 管理世界 (Management World), 2007, (6): 64–74

Rights and permissions

Reprints and permissions

About this article

Cite this article

Zhang, J., Liu, Z. & Zheng, J. Key influencing factors of innovation activities in China’s manufacturing enterprises: Evidence from Jiangsu Province. Front. Bus. Res. China 3, 145–169 (2009). https://doi.org/10.1007/s11782-009-0008-0

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11782-009-0008-0

Keywords

关键词